In District of Columbia v. Heller (Heller I), the U.S. Supreme Court ruled that the Second Amendment protected an individual right to possess a firearm for lawful purposes. [1] Despite the Second Amendment’s application to all fifty states and the District of Columbia, [2] a citizen’s right to own an assault weapon [3] or large-capacity magazine [4] depends on where they live. Seven states have banned the purchase of assault weapons, [5] and nine states have banned the purchase of large-capacity magazines. [6] Even though these laws generate incredible amounts of argument and debate, the Supreme Court has so far remained silent on their constitutionality. [7] Indeed, Justice Thomas has stated that the Second Amendment is treated as a “disfavored right.” [8] However, that may soon change as members of the Court have stated that it is time to take another Second Amendment case. [9] The Court may soon have a prime opportunity to rule on the scope of the Second Amendment after the Ninth Circuit resolves current challenges to California’s assault weapons and large-capacity magazine bans. [10] The Court has stated that the Second Amendment is not a “second-class” right; accordingly the Court should take this opportunity to finally clarify the scope of the arms protected by the Constitution. [11]
This Note will argue that assault weapons and large-capacity magazines are protected by the Second Amendment and laws prohibiting the purchase or possession of such weapons should be struck down. Part II begins by explaining the prior Court rulings on Second Amendment cases. Part II then provides an overview of the California assault weapon and large-capacity magazine laws. It will then discuss the state court challenges to those laws. Part III analyses the circuit court rulings on assault weapon and large-capacity magazine bans. It will include discussion on rulings and the standard of review used in cases from the D.C., First, Second, Fourth, and Seventh Circuits. Part III will then examine the cases challenging California’s ban on assault weapons and large-capacity magazines pending in the Ninth Circuit. Part IV will argue that the appropriate test for Second Amendment cases is a two-part inquiry. First, the court should determine if the weapons in controversy are readily available to civilian consumers. Second, the court should apply strict scrutiny to the law at issue. Part IV will then apply the proposed standard to the California laws in controversy and argue that the laws fail under strict scrutiny.
This part of the Note covers previous court decisions on the Second Amendment. Section II.A covers the Supreme Court’s Second Amendment cases including Miller, Heller I, McDonald, Caetano, and Bruen. Section II.B covers California’s restrictions on assault weapons and large-capacity magazines. Part C covers the state court challenges to the laws in Kasler and Hyatt and briefly introduces the current federal court challenges to the laws in Duncan and Miller.
The first major consideration of the Second Amendment arose in the fascinating case of United States v. Miller. [12] Jack Miller, a bank-robbing gang member, challenged his conviction of unlawfully possessing and transporting a sawed-off twelve-gauge shotgun in violation of the National Firearms Act of 1934. [13] Miller initially pled guilty but had his plea rejected by the district judge. [14] The judge appointed Miller an attorney who demurred to the charges, challenging the National Firearms Act’s constitutionality. [15] The judge then sustained the demurrer and quashed the indictment, creating the perfect test case for assessing the Act’s constitutionality. [16] The Court did not hear oral arguments as neither Miller nor his attorney attended the argument. [17] Miller never heard the outcome of his case because his bullet-ridden body was discovered on a riverbank in Oklahoma in April 1939, one month prior to the Court’s decision. [18]
Miller may have died, but his case survived. [19] The Court reversed the district court’s quashing of the indictment and held that a sawed-off shotgun was not protected by the Second Amendment. [20] The ruling was of no importance to Miller, but it did contribute to laying the groundwork for Heller I. The Miller Court’s discussion of the arms protected by the Second Amendment would later be cited in Heller I. [21] The Miller Court indicated that protected arms were those that were in common use. [22] The Court determined that the sawed-off shotgun at issue in the case was not “part of the ordinary military equipment or that its use could contribute to the common defense.” [23] However, the Court went on to state that “men were expected to appear bearing arms supplied by themselves and of the kind in common use at the time.” [24] This statement would later be quoted by Justice Scalia’s opinion in Heller I. [25] It is hard to overstate the importance of Miller in the context of modern Second Amendment jurisprudence because it is impossible to say if Heller I would have happened without it.
The second major consideration of the Second Amendment was the landmark Heller I case in 2008. The case arose under the District of Columbia’s general prohibition on possessing handguns. [26] Dick Heller was a D.C. special police officer who sued the District after his application for a certificate to keep a handgun in his home was denied. [27] The Court granted certiorari to address the scope of the Second Amendment by answering the narrow question of “whether a District of Columbia prohibition on the possession of usable handguns in the home violates the Second Amendment to the Constitution.” [28]
The Court found that the District’s ban on handguns violated the Second Amendment. [29] While the question presented to the Court was narrow, the majority opinion was wider: addressing the character of the Second Amendment and providing a vague test for what arms are constitutionally protected. [30]
A significant amount of Second Amendment debate has been spent on whether the nature of the right is individual or collective. [31] The individual rights side argues that the Second Amendment grants every citizen the right to possess a firearm. [32] The collective rights side argues that the Second Amendment granted a collective right for states to form their own militias to resist national tyranny. [33] After a long and thorough review of the history of the Second Amendment, Justice Scalia’s majority opinion unequivocally took the individual rights side. [34] The majority opinion stated once and for all that “the Second Amendment confers an individual right to keep and bear arms.” [35]
Heller I’s discussion of the type of arms protected by the Second Amendment is vague. In the narrowest reading, the Court held that handguns are protected by the Second Amendment and that complete bans against them are unconstitutional. This view has strong support, as the Court clearly stated that “handguns are the most popular weapon chosen by Americans for self-defense in the home, and a complete prohibition of their use is invalid” and that answers the presented question. [36] However, the Court’s discussion went further and spoke about what kinds of weapons are protected by Miller. [37] The Court stated that the Second Amendment was limited to “the sorts of weapons . . . ‘in common use at the time.’” [38] Heller I also spoke on the types of weapons not protected, such as “dangerous and unusual weapons.” [39] Lower courts have adapted Heller I into a two-part test for Second Amendment cases that continues to be used today. [40]
The third major consideration of the Second Amendment was the incorporation of the Second Amendment against the states in McDonald v. City of Chicago. [41] Otis McDonald was a community activist in his late seventies living in a high-crime neighborhood in Chicago who wanted to keep a handgun in his home following violent threats from drug dealers. [42] Unfortunately for McDonald, a Chicago city ordinance “effectively [banned] handgun possession by almost all private citizens who reside[d] in the [c]ity.” [43] McDonald filed a lawsuit alleging that Chicago’s effective prohibition of handguns violated the Second Amendment because it violated the Privileges and Immunities Clause of the Constitution and, alternatively, that the Second Amendment was incorporated against the states through the Fourteenth Amendment’s Due Process Clause. [44]
The Court sided with McDonald and held that the Second Amendment was incorporated against the states. [45] The Court was not in total agreement on how the Second Amendment was incorporated, as the four Justices in the majority opinion relied on the Fourteenth Amendment’s Due Process Clause [46] and Justice Thomas relied on the Privileges and Immunities Clause. [47] Regardless of the specific rationale, the Court agreed that the Second Amendment applies to the states. [48]
In addressing the question of whether the Second Amendment was incorporated, the Court framed the issue as “whether the right to keep and bear arms is fundamental to our scheme of ordered liberty” and “whether this right is ‘deeply rooted in this Nation’s history and tradition.’” [49] The Court relied heavily on its decision in Heller I in determining that the Second Amendment is fundamental to our scheme of ordered liberty because self-defense is a basic liberty. [50] The Court similarly relied on Heller I’s findings on the long history of the right to bear arms in English and early American history to determine that the Second Amendment is deeply rooted in our nation’s history. [51] Having found that the Second Amendment is fundamental to our liberty and deeply rooted in our history, the Court reversed the circuit court’s decision upholding the Chicago law. [52] McDonald and Heller I continue to be the backbone of modern Second Amendment jurisprudence. [53]
The fourth major consideration of the Second Amendment was in Caetano v. Massachusetts, where the Court reaffirmed that arms not in existence in 1789 can be protected by the Second Amendment. [54] Jaime Caetano was a domestic violence survivor who was convicted of violating a Massachusetts law prohibiting “electrical weapon[s]” after threatening her abusive ex-boyfriend with a stun gun. [55] In a short per curiam opinion, the Court vacated Caetano’s conviction. [56] The Court held that the stun gun ban violated the Second Amendment because ''the Second Amendment extends, prima facie, to all instruments that constitute bearable arms, even those that were not in existence at the time of the founding." [57] The Court went on to clarify that weapons that are “a thoroughly modern invention” are not “unusual” as the term was meant in Heller I. [58] Finally, the Court clarified that the Second Amendment protects arms that are not useful in war as “Heller I rejected the proposition ‘that only those weapons useful in warfare are protected.’” [59] While Caetano is not a true shift in the state of the Second Amendment, it is notable in rejecting the borderline frivolous argument that the Second Amendment only protects weapons as they existed in 1789. [60]
As of this writing, the most recent consideration of the Second Amendment is New York State Rifle & Pistol Ass’n v. Bruen, concerning New York’s proper-cause requirement for issuing permits to carry weapons outside the home. [61] The Court struck down the New York law, noting that the “the Second and Fourteenth Amendments protect an individual’s right to carry a handgun for self-defense outside the home.” [62] The Court also rejected the two-part test in use by the circuit courts because means-end scrutiny is inappropriate for Second Amendment cases. [63] Instead, firearms regulations must be judged by “a test rooted in the Second Amendment’s text, as informed by history,” and the “government must affirmatively prove that its firearms regulation is part of the historical tradition that delimits the outer bounds of the right to keep and bear arms.” [64]
This new test, rooted in history and tradition, will likely have a significant impact on future Second Amendment cases. One of the most significant aspects of Bruen is that it “appears to throw out any empirical test about whether laws and regulations actually protect Americans from gun violence.” [65] Predictions on the impact of Bruen have been mixed. Opponents of the ruling warn that “vast swaths of American gun laws are now in terrible danger.” [66] Supporters of the ruling claim that the Court sent “a strong signal to politicians and lower court judges that the day of trampling on the Second Amendment has come to an end” and are already planning additional challenges to laws regulating gun ownership. [67] Additional challenges to current gun laws are likely already underway as Paul Clement, who argued Bruen before the Court, left Kirkland & Ellis to continue working on Second Amendment cases. [68]
California enacted its assault weapons ban law in 1989, following the Stockton schoolyard shooting that left five children dead and twenty-nine others injured. [69] The Roberti-Roos Assault Weapons Control Act of 1989 (AWCA) [70] bans assault weapons in California by banning certain weapons by name, [71] by features, [72] or as being part of the AR and AK series of weapons. [73]
The simplest component of the ban is the prohibition of named weapons. Some examples of the weapons banned by name are the Uzi, Franchi SPAS 12, and HK-91. [74] The ban on weapons by feature is more expansive and far reaching because it acts as a catchall ban on weapons that are not specifically listed as assault weapons but have certain features. [75] Semi-automatic centerfire rifles with the ability to accept a detachable magazine and any of the following features are banned: a pistol grip, a thumbhole stock, a folding or telescoping stock, a grenade launcher, a flash suppressor, or a forward pistol grip. [76] Semi-automatic pistols without fixed magazines that have any of the following features are banned: a threaded barrel, a second handgrip, a barrel shroud, or a magazine outside of the pistol grip. [77] Semi-automatic shotguns with either a folding or collapsing stock and a pistol grip are banned. [78] The AR and AK series weapons list is codified in the California Code of Regulation § 5499 and includes weapons such as the Bushmaster XM 15, Norinco AK-47, and Colt Match Target rifles. [79]
The assault weapons ban was revised in 2016 to include weapons that escaped the ban by using a bullet button. [80] Bullet buttons were a workaround for otherwise prohibited weapons to remain legal by modifying the magazine release to only work with the use of a tool, thereby avoiding the ban because the rifle did not have a detachable magazine. [81] Other workarounds, such as partial disassembly of the weapon to reload, remain legal for now. [82]
California has regulated large-capacity magazines since 2000. [83] California currently bans the manufacture, importation, sale, and lending of magazines that hold more than ten rounds of ammunition. [84] An interesting wrinkle to California’s ban on new large-capacity magazines was the seven-day period between the law being ruled unconstitutional and the ruling being stayed. [85] During this period, known as “freedom week,” over one million large-capacity magazines were legally brought into the state and possession of those magazines is currently legal. [86]
California’s assault weapons law has faced legal challenges in Kasler v. Lockyer [87] and Harrott v. County of Kings. [88] Both Lockyer and Harrott upheld the law but with some changes to the identification of prohibited weapons. [89]
The petitioners in Lockyer challenged the AWCA’s constitutionality on equal protection and separation of powers grounds. [90] The equal protection challenge was on the grounds that the law failed to “list certain weapons that are identical to, or indistinguishable from, listed weapons.” [91] The simplified version of the separation of powers challenge was that by approving the Attorney General’s petition to add firearms to the banned list, the court was acting as a legislative body. [92]
The California Supreme Court first addressed and rejected the equal protection argument. [93] The court first decided rational basis review should apply, over objections by the petitioners that intermediate or strict scrutiny should apply. [94] The court based its decision on its finding that the “AWCA does not burden a fundamental right under either the federal or the state Constitutions, the rational basis test applies.” [95] The court then applied rational basis review and found that the government’s desire to prevent mass shootings was a sufficient rational basis for the law. [96] Additionally, the law’s process of banning certain weapons and allowing the Attorney General to add additional weapons that were “manufactured or sold by another company under a licensing agreement, or which are new models manufactured or sold by any company with just minor modifications or new model numbers” did not violate equal protection. [97]
The court then discussed and rejected the separation of powers argument against the Attorney General’s ability to petition a court to determine an unlisted weapon is an assault weapon. [98] The court reasoned that the petitioned court’s role in the procedure was small and the burden was on the Attorney General to prove by a preponderance of the evidence that the weapon at issue was an assault weapon. [99] The court further stated that the legislature had a reasonable reason, as it noted “[t]he task it delegated—amending the list of assault weapons to capture the protean modifications of the weapons—was one it could not reasonably be expected to perform itself.” [100] Having found that the legislature had “provide[d] adequate direction for the implementation of legislative policy” when delegating the Attorney General and the courts the power to determine if a weapon fell into a prohibited series of weapons, the court found no separation of powers violation. [101]
The challenge in Harrott was narrower and focused on the Attorney General add-on provision allowing the Attorney General to ask courts to determine if a weapon was a member of a prohibited series approved by the Kasler decision. [102] Harrott sued the County of Kings to compel the sheriff’s department to turn over an AK rifle that had been given to him as payment for legal services. [103] The sheriff’s office did not want to turn over the rifle because it believed it was an illegal assault weapon due to being part of the prohibited AK series rifles, even though it was not listed. [104] The court recognized the precarious situation Harrott and other similarly situated people found themselves in; they could be charged with possessing an illegal assault weapon based on being part of the prohibited AK and AR series rifles even if they diligently checked the Attorney General’s assault weapon identification guide. [105]
The California Supreme Court sided with Harrott and granted relief. [106] The court found that the legislative history strongly indicated that the legislature wanted law enforcement to know what weapons were prohibited. [107] Additionally, it found it was difficult for a citizen to know whether a weapon was part of the AK series because not all parts were interchangeable and appearances differed between weapons. [108] The court held that while the Attorney General could add weapons to the AK and AR series list, a trial court could not find an unlisted AK or AR series weapon to be an assault weapon unless the Attorney General had previously identified and included it in the list. [109]
The entire assault weapons ban scheme was ruled unconstitutional in 2021 by the United States District Court for the Southern District of California in Miller v. Bonta. [110] The large-capacity magazine ban was also ruled unconstitutional in 2021 by the same court in Duncan v. Bonta. [111] Duncan was overruled by the Ninth Circuit and appeals are ongoing. [112]
The primary problem with current Second Amendment jurisprudence is that most of the recent caselaw is from the circuit courts, which all used the now invalid two-part test with means-end scrutiny. Much of the circuit courts’ discussion in Second Amendment cases was deciding what level of scrutiny should apply. The circuit courts have applied intermediate scrutiny instead of strict scrutiny in most cases. [113] The lowest level of scrutiny is rational basis review and requires only that the law “be rationally related to a legitimate governmental purpose.” [114] Intermediate scrutiny is a higher standard and requires the law to be substantially related to an important government interest. [115] Strict scrutiny is the highest standard and requires the law to be “narrowly tailored to serve a compelling governmental interest.” [116] Strict scrutiny “is generally applied to statutes affecting fundamental rights.” [117] Now that the Supreme Court has firmly rejected the two-part test in favor of the text-and-tradition test, laws restricting assault weapons and large-capacity magazines will likely be relitigated in the circuit courts.
Sections III.A–E of this Note cover the federal circuit courts’ decisions on state assault weapons and large-capacity magazine bans. Section III.F of this Note covers the pending federal court challenges to California’s ban on assault weapons and large-capacity magazines.
Soon after his victory in Heller I, Dick Heller filed another lawsuit challenging the District of Columbia’s assault weapon and large-capacity magazine ban. [118] The D.C. Circuit applied intermediate scrutiny based on its determination that handguns are the most common weapons used for self-defense and that a ban on semi-automatic rifles is similar to “a regulation of the manner in which persons may lawfully exercise their Second Amendment rights.” [119] The court then held that the law survived intermediate scrutiny because assault weapons and large-capacity magazines are dangerous and banning them protected law enforcement officers and controlled crime. [120]
The court’s application of intermediate scrutiny is flawed. The court begins its discussion on the issue by stating that “upon the record as it stands, we cannot be certain whether these weapons are commonly used or are useful specifically for self-defense or hunting and therefore whether the prohibitions of certain semi-automatic rifles and magazines holding more than ten rounds meaningfully affect the right to keep and bear arms.” [121] The statistics accepted by the court show that assault weapons and large-capacity magazines are in common use. [122] The court recognized that “[a]pproximately 1.6 million AR–15s alone have been manufactured since 1986” and that “fully 18 percent of all firearms owned by civilians in 1994 were equipped with magazines holding more than ten rounds, and approximately 4.7 million more such magazines were imported into the United States between 1995 and 2000.” [123] Moreover, these weapons are commonly used for self-defense and sport shooting. [124] Accordingly, the weapons at issue clearly affect the right to keep and bear arms because bans on some of the most popular weapons in America burden the Second Amendment.
The court sidestepped finding whether the ban affected the right to keep and bear arms by applying intermediate scrutiny. [125] The court starts by quoting Heller I, stating that the law at issue does not ban the “quintessential self-defense weapon” because it bans semi-automatic rifles and not handguns or other rifles. [126] This reasoning seems flawed because whether a gun is the “quintessential self-defense weapon” does not mean it is the only self-defense weapon. The court then explains its decision by quoting statistics that revolvers and pistols are “used almost 80% of the time in incidents of self-defense with a gun” and that in “340,000 to 400,000 instances of defensive gun use in which the defenders believed the use of a gun had saved a life, 240,000 to 300,000 involved handguns.” [127] These statistics show that a significant amount of self-defense incidents involve people using firearms other than handguns, potentially including assault weapons or weapons with large-capacity magazines. [128]
The court further rationalized its decision on the grounds that the ban only regulated the “manner in which persons may lawfully exercise their Second Amendment rights” as people are “free to possess any otherwise lawful firearm.” [129] The court derived this standard from a similar test for the First Amendment’s speech protection. [130] Comparing the District’s prohibition on assault weapons and large-capacity magazines to First Amendment protection demonstrates the court’s flawed reasoning. The law does not simply regulate the way a person may exercise their Second Amendment rights, it outright bans every weapon meeting the assault weapon definition. [131] Heller I struck down the District’s handgun ban because handguns were overwhelmingly chosen for self-defense. [132] Since that ruling, the AR-15 has surged in popularity for all purposes, including self-defense. [133] This is akin to a law banning unpopular opinions. [134] Continuing the First Amendment comparison, the “free to possess any otherwise lawful firearm” argument similarly falls apart. [135] It is hard to imagine a court would uphold a law that banned an opinion the legislature deemed too controversial and justified it on the grounds that a person was free to choose any other opinion. The District’s ban on assault weapons and large-capacity magazines goes far beyond regulating the manner of expressing the Second Amendment: it denies constitutional protection to the weapons most in need of it.
In Worman, the First Circuit took up a challenge to Massachusetts’s 2004 ban on assault weapons and large-capacity magazines modeled after the expired federal assault weapons ban. [136] The First Circuit followed the lower court’s lead and avoided determining whether the law burdened weapons in common use and simply determined that the law “burdens conduct that falls somewhere within the compass of the Second Amendment.” [137] The court then applied intermediate scrutiny because it stated the core of the Second Amendment is self-defense in the home and assault weapons are not as useful as handguns for that purpose. [138] The court cited as justification the plaintiff’s failure to provide examples of assault weapons being used for self-defense in the home and its own colorful determination that using assault weapons for defense in the home is “tantamount to using a sledgehammer to crack open the shell of a peanut.” [139] The court concluded that the law survived intermediate scrutiny because of the government’s interest in public safety and the perceived dangerousness of the banned weapons. [140]
The court’s decision to avoid determining whether the banned weapons were in common use is unfortunate, as it minimizes Heller I, but it is ultimately more defendable than its determination that intermediate scrutiny applied. The court’s first justification that the core of the Second Amendment is self-defense in the home and that handguns are more useful than assault weapons is wrong and is contradicted by its later justifications of public safety. Moreover, arguably the core of the Second Amendment is self-defense in general, allowing citizens to defend from unlawful attack both inside and outside the home. [141]
Even accepting, arguendo, that the core of the right is self-defense in the home, logic would dictate that assault weapons with large-capacity magazines would provide for defense inside the home. If a person was attacked in the home and called the police, the responding officers would almost certainly be armed with large-capacity magazines [142] and possibly assault weapons. [143] The plaintiff’s lack of examples of these types of weapons being used for self-defense in the home is puzzling as there were publicized examples available at the time this case was heard. [144] Additionally, the reliance on provided examples feels hollow when the court goes on to accept that “rounds from assault weapons have the ability to easily penetrate most materials used in standard home construction, car doors, and similar materials” without providing any examples of that actually occurring. [145]
The court’s second justification for its use of intermediate scrutiny comes from reliance on the perceived additional danger of assault weapons and large-capacity magazines. It relies on two sources: examples of mass shootings [146] and testimony from a surgeon that wounds from AR-15s are more severe than those of handguns. [147] Both of those things are true, but the issue is more nuanced than it appears. [148] The court described the plaintiff’s argument that assault weapons are useful for self-defense as “facile” and then preceded to make its own facile argument based on mass shootings. [149] While it is true assault weapons are used to perpetrate mass shootings, they are also used to combat mass shootings by both law enforcement and private citizens. [150] Public safety is a matter of great concern for governments, but it is misguided to focus solely on the dangers of a type of weapons without also acknowledging the defensive capabilities of the same weapons.
The surgeon’s testimony on the lethality of assault weapons, discussed in the case, also undercuts the court’s decision. It again misses the nuance of the issue by first accepting the premise that rounds fired from an AR-15 are more deadly than handgun rounds without recognizing that the same is true of almost all rifles. [151] It also undercuts the previous argument that assault weapons are less suitable than handguns for self-defense in the home. It stands to reason that a more lethal rifle is more suitable than a less lethal handgun. Even ignoring the nuance of the issue, it seems peculiar to use the testimony of a single surgeon to justify a sweeping limitation on a constitutional right.
This case stands out more than the other circuit court cases because New York State Rifle & Pistol Ass’n v. Cuomo involved the court deciding challenges to two states’ assault weapon and large-capacity magazine bans simultaneously. [152] Cuomo involved challenges to assault weapons and large-capacity magazine bans in both New York and Connecticut. [153] The laws were similar to the expired federal assault weapons ban, and the Second Circuit came to a similar conclusion as the other circuits. [154] The court assumed that the weapons at issue were protected by the Second Amendment and that intermediate scrutiny applied. [155] The court based its decision on dubious justifications that the banned weapons are not as commonly used for self-defense and that other weapons remained available. [156] In applying intermediate scrutiny, the court upheld both bans. [157]
The first justification—that the prohibited weapons are not being commonly used for self-defense—is inconsistent with the facts. Assuming, arguendo, that the court is correct that handguns vastly outnumber the amount of assault weapons used for the same purpose, the handguns used probably come standard with large-capacity magazines. [158] The common use of large-capacity magazines undercuts the court’s initial proposition that the laws do not burden the core of the Second Amendment. Like other rights, the core of the Second Amendment is judged using strict scrutiny. [159] As an example, First Amendment cases involving the core of the right, political speech, are judged using strict scrutiny. [160] It stands to reason, then, that at minimum the large-capacity magazine ban should have been judged using strict scrutiny.
The court’s second justification is far less supportable. The idea that certain weapons and magazines can be subjected to a blanket ban because other inferior weapons are available is unreasonable. Continuing the First Amendment comparison, it would be difficult to imagine that a law banning certain political slogans would be upheld because other slogans were still available. The justifications are even more suspect as they seem to undermine any semblance of even a rational basis for the laws.
First, the court starts off by stating people can still buy some semi-automatic weapons. [161] The primary issue with enforcing an assault weapons ban is the ability of creative manufacturers to simply reconfigure their weapons to avoid the ban. [162] It strains rationality to accept that a law is acceptable because people can buy alternatives that do the exact same thing as it would then appear the law was pointless. Pointless restrictions on constitutional rights seem inherently suspect.
Second, the court states that the magazine ban is not a significant burden because a person is still allowed to buy as many magazines as they want. [163] While the court is correct with that finding, it misses the reality that weapons holding less than ten rounds can still be used to perpetrate mass violence. [164]
The Second Circuit decided on intermediate scrutiny and deferred to the state legislatures that the laws were necessary for public safety. [165] The court continued the unfortunate trend of allowing social policy, even if well intentioned, to override the Constitution.
Kolbe v. Hogan breaks with the previous circuit courts because it decided that assault weapons and large-capacity magazines were simply not protected by the Second Amendment at all. [166] The court based its decision on its determination that the banned weapons were “weapons of war” and seemingly dismissed the common use test of Heller I as a “popularity test.” [167] The court decided the weapons at issue were “like” “M-16 rifles” and not protected by the Second Amendment. [168] For good measure, the court decided that even if the weapons were protected, intermediate scrutiny applied, and the laws passed muster. [169]
The court’s apparent disregard of Supreme Court precedent by ignoring Miller and misrepresenting Heller I seems unwarranted. First, the idea that “weapons of war” are outside the scope of weapons protected by the Second Amendment was rejected by Miller. [170] If the Supreme Court can decline to find a weapon protected by the Second Amendment because it is not useful for military service and the Fourth Circuit can find a weapon not protected because it is useful for military service, a person could be left to wonder what category of weapon is protected. Second, the Supreme Court dismissed the common use test as an unworkable popularity contest because it is unclear how many weapons of the type must be owned before it becomes in common use. [171] Taking the plain meaning of “common,” anything that is prevalent meets the definition. AR-15s and AK-47s are common based on the court’s own finding that 20% of rifle sales in 2012 were those types of weapons. [172] The widespread sale of these weapons strongly indicates they are in common use.
The court’s use of its own “like an M-16 rifle” test is even more ambiguous and unwieldly than the in-common-use standard. [173] The court spends a significant amount of its discussion describing how the AR-15 is like the military M-16 except for it being semi-automatic. [174] The court also goes to great lengths to describe the lethality of assault weapons and large-capacity magazines. [175] The court wraps up this apparent new test by explaining that machine guns have been effectively banned since 1986 and that in 1994 Congress passed a federal ban on assault weapons and large-capacity magazines. [176]
Starting with the lowest hanging fruit, the reasoning that the 1994 federal ban somehow supports the constitutionality or reasonableness of the Maryland law is a red herring. While legislative intent can be a useful tool of statutory interpretation, an expired federal law does not illustrate the reasonableness of an existing state law. Mentioning the ban on fully automatic machine guns is also a red herring. The court readily admits that the AR-15 is semi-automatic as opposed to fully automatic but then seems to minimize as much as possible the relevancy of that distinction. [177] Other parts of the court’s opinion indicate that this reasoning is potentially flawed. At first, the court says AR-15s are weapons of war and not protected by the Second Amendment but then points out the military M-16s are machine guns. [178] That is a much larger distinction than the court lets on, particularly because Congress felt restricting machine guns in 1934 was sound but banning semi-automatic versions was not. [179]
The “like an M-16” test is likely unworkable because of the difficulty in determining what is like an M-16. The court’s test appears to be a mix of a cosmetic and rate of fire test. [180] First, the court notes the external resemblance between the AR-15 and M-16 and cites marketing material advertising the similarity. [181] A features test like this was used in the 1994 federal assault weapons ban and is the easier test to apply. [182] It ran into the same problem as state bans where manufacturers worked around it. [183]
The second part of the court’s “like an M16” comparison focuses on the rate of fire. That seems more like a capability-based test and would likely prove near impossible to implement. How capable is too capable? What rate of fire is acceptable? What would the court do about weapons that are more capable than their appearance suggests? For example, the Ruger Mini-14 rifle can have the appearance of a normal hunting rifle with a wood stock and no pistol grip. [184] The Mini-14 is chambered for the same round as the AR-15 and can be used with thirty round magazines giving it the same capability as the AR-15, yet its appearance often allows it to escape state bans. [185] While the common use test is unclear and difficult, the circuit court’s apparent replacement is even more unworkable and flawed.
Friedman v. City of Highland Park was a challenge to the City of Highland Park’s ban on assault weapons and large-capacity magazines. [186] The court upheld the City of Highland Park’s ban on assault weapons and large-capacity magazines on the grounds that the weapons were not in common use in 1791 or useful for militia service and that the state could regulate weapons ownership because the state commands the militia. [187]
The court’s “common use in 1791” or “useful for militia service” test misses the mark. The idea that a constitutional right is tied to the state of technology at the time of enactment is not forced upon other rights. For example, the First Amendment applies on the internet despite it not being developed until over a century after the Amendment was ratified. [188] The Fourth Amendment protects digital information held on a cellphone despite cell phones not being in existence in until the late twentieth century. [189] The Eighth Amendment allows for executions using drugs not synthesized until 1976. [190] The Supreme Court has since clarified that the Second Amendment “extends, prima facie, to all instruments that constitute bearable arms, even those that were not in existence at the time of the founding.” [191]
The second part of this line of the court’s reasoning looking for weapons useful for militia service also falls short because assault weapons and large-capacity magazines likely would be useful for militia service. [192] This argument seems even more questionable given that this court’s opinion, and the previously mentioned court opinions, all stress how deadly and effective these weapons are. [193] The argument that assault weapons and large-capacity magazines are not useful for militia service cannot be reconciled with the facts of the case.
The creative aspect of this court decision is the idea that historical control of state militias grants states the power to restrict what type of weapons citizens can own. Moreover, it is a facially strong one. A state calling forth the militia creates a military force and military forces can control what types of weapons they use. [194] That would be a strong argument if the Second Amendment was a right of the state to organize and control a militia, but it is not. Heller I clearly states that the Second Amendment is an individual right to possess a firearm unconnected to militia service, and thus this argument is incompatible with Heller I. [195]
Judge Roger Benitez of the United States District Court for Southern District of California made national news with his 2021 ruling in Miller v. Bonta that California’s assault weapons ban was unconstitutional. [196] While the media and California Governor Gavin Newsom focused on Judge Benitez’s comparison of the AR-15 to a Swiss army knife, [197] the critical component of the ruling was the weight placed on the “fit” of the law under intermediate scrutiny. [198]
The court found that the assault weapons ban failed both strict and intermediate scrutiny but evaluated the law by intermediate scrutiny. [199] The court heavily relied on the common use test of Heller I in its evaluation. [200] The court found that modern rifles were extremely popular in California and nationally, so banning them was akin to banning an “entire class of very popular hardware” that could not survive any form of heightened scrutiny. [201] When evaluating the law under intermediate scrutiny, the court found that the government’s interest in reducing crime was sufficient but that the “fit” of the law was insufficient because the law would not have the effect of reducing crime. [202]
The court’s Heller I analysis determined assault weapons were protected because they were in common use. [203] In California there were 185,569 registered assault weapons and around 52,000 assault weapons that were unable to be registered because the registry closed before they were processed. [204] While the number of assault weapons registered in California is only 5% of total weapons in the state, it’s important to remember the legal hurdles to owning an assault weapon in California because it suppresses their ownership. [205] The national figures cited by the court give a much better view on the commonality of assault weapons. It found that 2018 data showed that 1,954,000 assault weapons were manufactured or imported that year alone. [206] The court placed that number in perspective by comparing the 1,954,000 modern rifles produced to the 909,330 Ford F-150 trucks sold in 2018. [207] The fact that assault weapons outsell the most popular vehicle in the United States by a factor of two strongly indicates assault weapons are in common use because no one could reasonably argue F-150s are uncommon. As Heller I protects weapons “in common use for law purposes,” [208] the court was correct in finding that the law could not survive any form of heightened scrutiny.
Miller v. Bonta was appealed to the Ninth Circuit but has been subsequently remanded back to the district court for further proceedings consistent with Bruen. [209]
Duncan v. Bonta was a challenge to California’s large-capacity magazine ban. [210] The law was ruled unconstitutional and enjoined by district court Judge Roger Benitez, the same judge from Miller v. Bonta. [211] A three-judge panel of the Ninth Circuit affirmed the district court’s enjoinment of the law. [212] An en banc panel of the Ninth Circuit reversed and allowed the large-capacity magazine ban to resume. [213]
After hearing California’s argument that large-capacity magazines were not protected by the Second Amendment because they were weapons of war and most useful in military service, the court decided to avoid the issue by “assum[ing], without deciding, that the challenged law implicates the Second Amendment.” [214] The court then applied intermediate scrutiny because the burden imposed by the large-capacity magazine ban was small and upheld the law citing the danger posed by large-capacity magazines in mass shootings. [215]
In reaching its conclusion that the burden is small, the court relied on its determination that large-capacity magazines are not useful for self-defense in the home or other lawful purposes. [216] The court’s determination that large-capacity magazines are not useful for self-defense was based on the First Circuit’s findings in Worman that there were few cases of self-defense using large-capacity magazines in the home and studies showing most incidents of self-defense involved two or three rounds fired. [217]
The court’s reliance on the Worman court’s inability to find instances where more than ten rounds were fired in self-defense is misplaced. Information on how many rounds were fired in a self-defense shooting is limited, as Judge Benitez points out that “there is no national or state data source that captures information on shots fired in gun attacks.” [218] Until such data exists, it is inappropriate to use the lack of reported cases to justify a ban on large-capacity magazines.
The court’s in-depth explanation that large-capacity magazines are not useful for self-defense in the home because studies show most self-defense shootings involve less than three rounds fired is also misguided. While there is support for the claim that the average self-defense shooting involves three rounds, that does not negate the need for large-capacity magazines in self-defense. [219] Law enforcement agencies across the United States, from the FBI to municipal police departments, carry weapons with large-capacity magazines even though they have probably heard that most shootings involve three rounds. [220] Law-abiding citizens commonly follow law enforcement’s example in selecting weapons with large-capacity magazines for self-defense. [221] The court’s determination that that large-capacity magazines “provide significant benefit to soldiers and criminals who wish to kill many people rapidly. But the magazines provide at most a minimal benefit for civilian, lawful purposes” is misguided. [222] Accordingly, the court’s rationale for its ruling is not accurate. [223] The plaintiffs appealed to the Supreme Court for review. [224] The Supreme Court remanded the case back to the Ninth Circuit for further consideration consistent with Bruen. [225]
Section IV.A proposes a new test for Second Amendment cases that applies both the “in common use” test of Heller I and the “history and tradition” test of Bruen. Section IV.B then applies this improved test to California’s ban on assault weapons and large-capacity magazines.
An improved test is needed for evaluating laws that regulate the purchase and possession of popular weapons like the AR-15. The two-step test used by the circuit courts makes sense on its face. [226] It first asks whether the restriction burdens conduct that is protected by the Second Amendment. [227] It then asks what level of scrutiny should apply based on “how closely a particular law or policy approaches the core of the Second Amendment right and how heavily it burdens that right.” [228] The problem with this test is that it leaves too much discretion to the circuit courts. Most circuit courts have decided that intermediate scrutiny applies to laws that do not burden self-defense in the home. [229] There are two issues with this outcome. First, this approach minimizes the in common use standard of Heller I. Secondly, means-end scrutiny in Second Amendment cases has been rejected by the Court in Bruen. [230]
Improving the two-step test starts with clarifying how courts should apply Heller I. [231] The circuit courts have spent too much time worrying about the exact core of protection and trying to precisely calculate the popularity of the AR-15. [232] The best way to fix this problem is to simplify Heller I’s in common use standard into a commerce-based approach. Under this approach, unreliable studies of ambiguous data would be replaced with a single question: is the weapon at issue commonly available for civilian purchase in the majority of states. [233] This test follows Heller I because the weapons in common use will be those that are widely available in commerce. [234] Some might criticize this test as allowing a majority of states to overrule weapons restrictions of the other states. That is the likely effect of this test, but the views of the majority of the states have been used to support overruling state laws before in landmark Fourth and Sixth Amendment cases. [235] The purpose of step one of this proposed test is to give the Second Amendment the wide scope of protection an enumerated right should have and be an initial gatekeeper against truly dangerous weapons like nuclear bombs while allowing commonly owned weapons like AR-15s to be constitutionally protected. The law will be invalid if the weapon passes step one, otherwise it must go on to step two.
The next improvement to the current two-step test is to judge laws that restrict weapons that are not in common use by the history and tradition standard. While “[h]istorical analysis can sometimes be difficult,” this is an important step of the test because some weapons should be protected by the Secondment Amendment even if they are not in common use. [236] One example of a weapon in this category is the Uzi, of which only 75,000 have been imported. [237] The Uzi is a semi-automatic carbine useful for sport shooting, just like the AR-15. [238] The Uzi is not in common use because relatively few are in the United States. [239] However, just because the Uzi and other similar weapons are not in common use does not mean that they are not suitable for self-defense. Step two of this new test protects weapons like the Uzi because there is no history or tradition of banning them. [240] The purpose of step two is to protect weapons that are not in common use but are substantially similar to weapons protected by step one.
The best way to restore the Second Amendment is to start by following Heller I and recognizing that weapons commercially available in the majority of states are those in common use for lawful purposes and evaluate laws restricting the types of weapons citizens can own under strict scrutiny. Assault weapons of all kinds are popular and in common use for a variety of lawful purposes. As of 2020, there were nearly twenty million assault weapons in circulation, and they account for nearly half of all rifles produced in the United States. [241] Large-capacity magazines are even more popular. Over “100,000,000 such magazines are currently lawfully owned by citizens of this country” and “account for half of all magazines owned in the United States today.” [242] Heller I held that the Second Amendment protected weapons “in common use,” and it is hard to argue the most popular firearms and accessories are not protected under that test. [243] Bruen should be viewed as enhancing Heller I by protecting weapons that have been traditionally and historically available for civilian ownership. This two-step test will give the Second Amendment the respect it deserves while maintaining the restrictions on prohibitions on dangerous and unusual weapons that Heller I deemed valid. [244] The Second Amendment is not a second-class right, and this test will ensure the equal protection of Second Amendment rights regardless of where a person lives.
California’s ban on assault weapons and large-capacity magazines is a restriction on weapons commercially available in the majority of the states. [245] For example, the Colt M4 Carbine is legal for purchase in all but California and eight other states. [246] The Colt M4 comes with a thirty-round magazine that is legal in all but nine states. [247] Under this proposed test, the weapons in controversy are protected by the Second Amendment because they are commonly available for purchase by individuals in a majority of states. Therefore, the law is invalid and analysis of the law can end.
However, suppose the weapon in question is the Heckler & Koch HK-91. The HK-91 would not pass step one of this test as it is not commercially available for civilian sales in a majority of states because the import of HK-91s has been illegal since 1989. [248] Step two would protect the HK-91 because it has not been traditionally or historically banned. Some might argue that an import ban in place for over thirty-three years should qualify as a ban permitted by history and tradition, however Bruen overturned a ban on carrying concealed weapons that stood since the early 1900s. [249] Accordingly, the argument that the thirty-three-year import ban satisfies the history and tradition test falls short, and laws banning rifles like the HK-91 would be invalid under step two of this test.
California’s total prohibition of assault weapons and large-capacity magazines is too broad to survive review under the proposed test. California’s desire to reduce crime and prevent tragic massacres like those in Las Vegas, Newtown, and Orlando is completely reasonable. However, that must not conflict with the Second Amendment. Of course, California is free to create new and more targeted laws that reduce crime to comport with the Second Amendment. What those laws would be is up to California to determine and is beyond the scope of this Note.
The Second Amendment is an acknowledgment of the fundamental right of an American citizen to keep and bear arms. America’s relationship with guns is unique, and it reflects the incredible role guns have played in American culture dating all the way back to the Revolutionary War. Guns are inherently dangerous and can be used as tools by evil people to inflict inconceivable amounts of death and destruction. It is a natural response to want to do something to stop it. However, Americans should not lose sight of the wisdom our Constitution provides us. The Constitution safeguards the essential liberties that make us who we are, including the right to keep and bear arms. Every right guaranteed by the Constitution is sacred, and none should be allowed to perish simply because it seems like a good idea. Justice Scalia put it best when he said “[t]he very enumeration of the right takes out of the hands of government—even the Third Branch of Government—the power to decide on a case-by-case basis whether the right is really worth insisting upon.” [250] The right to keep and bear arms is necessary to the security of a free state: it is really worth insisting upon.